paper b2

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  • Created by: alsaffar
  • Created on: 21-12-20 18:35
ratings below ( ) are high risk in credit risk
BBB
1 of 15
segregation of duties is a good control for fraud
yes
2 of 15
whos job is buying and selling in the treasury department?
Front office
3 of 15
who deals with compliance in the treasury department?
mid office
4 of 15
who opts for settlement and reconciliation ?
back office
5 of 15
Internal controls like oversight and compliance is done by
back office
6 of 15
foreign exchange risk associated with
currencies
7 of 15
risk managed by treasury department
market risk
8 of 15
equity risk is risk associated with
stock prices
9 of 15
short term less than one year
money market
10 of 15
long term greater than one year
capital market
11 of 15
In UAE the regulator for securities markets
SCA
12 of 15
Markets where new financial instruments are sold for the first tome from companies
Primary markets
13 of 15
In UAE the regulator for insurance companies
central banks
14 of 15
Money markets instruments have maturities less than ___ years
1 Y
15 of 15

Other cards in this set

Card 2

Front

segregation of duties is a good control for fraud

Back

yes

Card 3

Front

whos job is buying and selling in the treasury department?

Back

Preview of the front of card 3

Card 4

Front

who deals with compliance in the treasury department?

Back

Preview of the front of card 4

Card 5

Front

who opts for settlement and reconciliation ?

Back

Preview of the front of card 5
View more cards

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