Senior Manager Conduct Rules
- Created by: benji4017
- Created on: 08-06-23 14:19
Other questions in this quiz
2. SMCR 4
- Delegation is to an appropriate person and oversee them
- Ensure that the business complies with requirements and regulations
- Disclose appropriate information to the FCA & PRA
- Ensure the business is controlled effectively
3. SMCR 1
- Ensure the business is controlled effectively
- Disclose appropriate information to the FCA & PRA
- Ensure that the business complies with requirements and regulations
- Delegation is to an appropriate person and oversee them
4. SMCR 3
- Delegation is to an appropriate person and oversee them
- Disclose appropriate information to the FCA & PRA
- Ensure the business is controlled effectively
- Ensure that the business complies with requirements and regulations
5. SMCR 2
- Delegation is to an appropriate person and oversee them
- Ensure that the business complies with requirements and regulations
- Disclose appropriate information to the FCA & PRA
- Ensure the business is controlled effectively
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