Skip to content
Back to quiz
6. Markets where new financial instruments are sold for the first tome from companies
- Primary markets
- secondary markets
7. In UAE the regulator for insurance companies
- central banks
- SCE
- each bank on its own
8. ratings below ( ) are high risk in credit risk
9. operational risk are mitigated through application of internal controls
10. segregation of duties is a good control for fraud
11. Treasury department of bank responsible for liquidity management
12. risk managed by treasury department
- operational risk
- operational risk
- market risk
- credit risk
13. risk is transferred through purchase of insurance products
14. what is a credit risk mitigant
- single borrower limit
- all of the above
- loan interest rate
- credit policy
- portofolio diversification
15. In UAE the regulator for securities markets
16. equity risk is risk associated with
17. who opts for settlement and reconciliation ?
- back office
- front office
- mid office
18. foreign exchange risk associated with
- currencies
- bonds
- stock prices
19. Money markets instruments have maturities less than ___ years
20. Treasury department of bank responsible for liquidity management