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More cards in this set
Card 16
Front
What type of financial instrument only trades as agent?
Back
Card 17
Front
What types of financial instrument can trade as principle OR agent?
Back
Card 18
Front
What is an example of an electronic trade confirmation systems?
Back
Card 19
Front
What are Dealing Systems?
Back
Card 20
Front
Income and capital gains tax computation is a function in a Dealing System required by which side?
Back
Card 21
Front
Commission and charges calculation is a function in a Dealing System required by which side?
Back
Card 22
Front
The ability to market-to-market is a function in a Dealing System required by which side?
Back
Card 23
Front
The ability to receive real-time data feeds & have broker connectivity is a function in a Dealing System required by which side?
Back
Card 24
Front
A FLAT FEE is typically used by who?
Back
Card 25
Front
A PERCENTAGE calc method is used by who?
Back
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