Ch 8 0.0 / 5 ? AccountingRPIUniversityNone Created by: DessixoxCreated on: 29-12-20 15:48 4106297318 Across 1. An action that is designed seriously to interfere or disrupt an electronic system is criminal under what? (9, 3) 3. Buy-Back Programmes are exempt from... (3) 6. Is a firm trying to improve its image and establish better relations with a client liable under the Bribery Act? (6, 3) 7. Layla is trying to launder money so they appear clean. She has moved them to a fund abroad and is planning to also invest in forex. Which stage of ML is she in? (8) 8. If the FCA wants to introduce an accepted market practice, who does it need to apply to? (4) Down 2. Under the DPA, who is responsible for implementing security and data breach reporting measures? (4, 11) 3. Who is primarily responsible for ensuring a firm adequately trains staff re AML matters? (4) 4. The UK deleted most of its MAD text from its Handbook re market abuse due to MAR. But certain UK legislation elements remained, primarily... (8, 7, 3) 9. STOR falls under which legislation? (3) 10. The JMLSG provides guidance on AML. It is provided by UK trade associations and approved by... (3)
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