Funds
Alternative Investment funds
- Created by: Fez_xx
- Created on: 03-01-19 15:53
Other questions in this quiz
2. Which of the following issues are NOT back office issues that would be considered by an investor?
- Trade recording
- Valuation
- Cash Management
- Risk Management
3. An investor looking to ensure a fund has a good track record of compliance with regulatory rules is likely to look for...
- A suitably qualified Chief Legal Officer
- A suitably qualified Chief Executive Officer
- A suitably qualified Chief Compliance Officer
- A suitably qualified Chief Finance Officer
4. Which of the following is not a closed-ended investment vehicle?
- An ETF investing in India
- An exchange traded fund investing in North American/Canadian Commodities Markets
- A UCITS fund investing in North American/ Canadian Commodities company
- An investment trust investing in oil and gas companies
5. UCITS are opened ended and forms of collective investment schemes, in which investors pool their money with other investors in order to invest in a variety of assets and securities.
- True
- False
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