Chapter 10 - The Securities Market Structure
- Created by: pumpkinpatch
- Created on: 09-12-18 15:33
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- The Securities Market Structure
- Structure of UK Securities Market
- Issuance: Primary, Secondary & Dual Listing
- Issuing and Admission to Recognised Investment Exchanges (RIEs)
- Requirements of NEX, AIM and the Official List
- Issuing Securities Without a Prospectus
- Exchange and Over-the-Counter (OTC) Trading
- Markets for Government and Corporate Bonds
- Market Abuse Regime (MAR)
- Alternative Trading Venues
- Structure of International Markets – Developed and Emerging
- Clearing, Settlement and Custody Process
- The Role of International Central Securities Depositories
- Custody of Assets
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