Chapter 10 - The Securities Market Structure

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  • The Securities Market Structure
    • Structure of UK Securities Market
    • Issuance: Primary, Secondary & Dual Listing
    • Issuing and Admission to Recognised Investment Exchanges (RIEs) 
    • Requirements of NEX, AIM and the Official List 
    • Issuing Securities Without a Prospectus 
    • Exchange and Over-the-Counter (OTC) Trading 
    • Markets for Government and Corporate Bonds 
    • Market Abuse Regime (MAR) 
    • Alternative Trading Venues 
    • Structure of International Markets – Developed and Emerging 
    • Clearing, Settlement and Custody Process 
    • The Role of International Central Securities Depositories 
    • Custody of Assets 


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